Anti-Money Laundering Sr. Investigator I – Complex Investigations Unit, Law Enforcement Monitoring

Capital One
July 12, 2019
Rolling Meadows, IL
Job Type


At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Anti-Money Laundering Sr. Investigator I - Complex Investigations Unit, Law Enforcement Monitoring

Anti-Money Laundering (AML) Sr Investigator I

Level: Associate

Job Description

The Anti-Money Laundering (AML) Sr. Investigator I supports various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The AML Sr Investigator I will work closely with AML Process Managers to perform other critical functions.


  • Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.).
  • Review system generated alerts, assess impact to AML processes, conduct research as required, and document results in written format.
  • Write suspicious activity reports, files CTR's, address sanctions alerts, and other applicable AML processes in accordance with regulations and time limitations.
  • Provide feedback on alert rule effectiveness and partner with management and analysts to design new rules.
  • Provide insight into various commercial banking products and services.
  • Handle issues as appropriate for advanced investigation and analysis
  • Support team supervisors in executing certain responsibilities.
  • Perform special projects as needed.

Basic Qualifications

  • High School Diploma, GED or equivalent certification
  • At least 1 year of fraud, or at least 1 year of investigative experience, or at least 1 year of compliance experience.

Preferred Qualifications

  • 2 years of fraud experience, or 2 years of investigative experience, or 2 years of compliance experience
  • Bachelors degree or Military experience

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Company Description

Capital One Financial Corporation, incorporated in July 21, 1994, is a diversified banking company focused primarily on consumer and commercial lending and deposit origination. Its principal business segments are Local Banking and National Lending. Local Banking includes consumer, small business and commercial deposits, and lending conducted within its branch network. The National Lending segment consists of three sub-segments: the U.S. Card sub-segment, which consists of domestic consumer credit and debit card activities; the Auto Finance sub-segment, which includes automobile and other motor vehicle financing activities, and the Global Financial Services sub-segment consisting of international lending activities, small business lending, installment loans, home loans, healthcare financing and other diversified activities. Capital One is an equal opportunity employer F/M/Disability/Veteran/Sexual Orientation/Gender Identity

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