FinTech BSA/AML Auditor

November 3, 2019
New York City, NY
Job Type


This position will report to Alacer Partner to manage the team of senior consultants to audit the existing policies, processes, regulatory requirements for BSA/AML program.Key Responsibilitieso This role will lead the team of consultants and analyst to audit, provide governance, validation and testing of existing AML/BSA policies, processes and regulatory compliance. This role will lead the effort for risk-based auditing, validation of the regulatory issues, testing, execution, and reporting methodologies. Effective positioning of the function to ensure provision of independent assurance which is consistent and aligned with client"™s and FTC"˜s regulatory objectives.o The candidate should have functional knowledge of AML/BSA programs that have been established to comply with the U.S. and global regulatory requirements, KYC, Fraud, Customer Due Diligence procedures, policies and procedures, provisions and guidelines established by the Bank Secrecy Act and FTC as related to prohibited activities, money laundering and fraud, and all applicable regulations governing local banking activities and operations.o The candidate must be able to continually assess the AML structure and how issues are identified, tracked, escalated and reported through established AML governance processes including established AML Committees.o Candidate will be responsible for providing senior management with various governance reports measuring per Responsible for the delivery of high quality, value-added multiple concurrent audits on time and to specification.o Ensures timely delivery of high-quality comprehensive regulatory and internal audit issue validation, and where determined appropriate issue validation on other remediation actions, including issues arising from the various stakeholdersmanages multiple teams of professionals, lead teams, and manages a budget and reports to Alacer leadership, client leadership, and FTC.o Collaborates across businesses and functions to improve the identification, quantification, measurement, management, reporting and controls in governance, risk management and internal control environments.Qualifications:o BA/BS or equivalent. Related certifications (CPA, ACA, CFA, CIA, CISA or similar) are a strong plus, while a CAMS certification is a required.o 10 to 15 years of experience in areas related to banking regulations, AML/BSA programs, local standards, and internal policies.Must have experience with FinTech Audito Experience in a related role with extensive experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables according to strict timetables.o Possesses a broad and comprehensive understanding of multiple disciplines (Audit, Risk, Fraud Compliance, and Training) and of different Audit standards, policies and local regulations; applies a broad and comprehensive understanding of high risk areas including Consumer, corporate functions, technology management; project/program management; or supplier management.o Specific subject matter expertise regarding BSA Audit, and a strong business understanding of Financial Services Industry, especially those associated with KYC, AML, and Money transfer business globally.o Demonstrated experience in managing teams and managing integrated audit and assurance delivery within a matrix reporting environment.o A self-aware, self-confident individual who has well developed listening skills, and a strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of audit matters while carefully balancing the independent requirements.o Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, and approachable style.o Strong interpersonal skills for interfacing with all levels of internal and external audit and senior management.o Strong leadership skills with a proven track record in managing teams and making a positive impact on the organization.o Expertise of financial services Compliance and AML., regulations, standards, and standard business internal policies.

Company Description

Emergen-C is available in 19 varieties of drink mix nutritional supplements, two tablets and four ready-to-drink beverages. The products are sold in health food stores, supermarkets, drug stores, mass merchandisers and club stores nationwide. With a rich history of innovation and an eye to the future, Alacer is proud to produce a wide selection of nutritionally enhanced products that provide fast, fun ways for consumers to boost their health and energy, naturally.